Hong kong stock brokerage
The Alert List is a list of entities which have come to the attention of the SFC because they are unlicensed in Hong Kong and are believed to be, or to have been, targeting Hong Kong investors or claim to have an association with Hong Kong.
Low-Cost Online Trading | Interactive Brokers
You can either search by name or by type to check whether an entity is already on the list. This is not a comprehensive list and new names are coming to our attention all the time. We will add to the list as we hear of new names. If you have been contacted by an unlicensed firm, it would be of assistance to the SFC if you would provide information on your dealings with that firm by completing our on-line reporting form.
The information contained on the Alert List is provided as an early warning service to investors but is not a substitute for investors conducting their own due diligence by checking up on a particular entity.
This is a keyword search based on exact phrases. To facilitate searching, please only enter the keywords "AAA" in the search field when searching for "AAA Co", "AAA Company", "AAA Ltd", "AAA Limited" or "AAA Inc". Sometimes entities appear to target Hong Kong how to make tab bar in html whilst not having been licensed to carry out regulated activities in Hong Kong.
They often adopt names similar to legitimate financial institutions to confuse investors. Implied volatility forex trading, such unlicensed entities may provide financial investment trading platforms on the Internet.
If you deal with a company which is not licensed by the SFC, you may not be protected by the regulatory framework enforced by the SFC. Deal only with licensed entities and hong kong stock brokerage up on cold callers. To check whether an entity is an SFC licensee, visit our Public Register of Licensed Persons and Registered Institutions.
Hong Kong legislation - Companies Ordinance
Dubious websites may offer too-good-to-be-true investment opportunities e. Do not respond to investment website offers unless you are sure of the legitimacy of the entity.
If you provide this information, you may find your account is drained of money. Most legitimate banks will never email you asking for your details or PIN. If in doubt, contact your bank directly. The scamsters create a website for a non-existent financial regulator or market operator with a binary trading brokers reviews name.
Boom Securities - Hong Kong Online Stock Broker
Such a website is usually sophisticated and often contains up-to-date financial news to create a false impression of authenticity. In fact, no such financial regulator or market operator exists under that name.
To check whether a financial regulator and market operator really exists, see the member lists of the International Organization of Securities Commissions and the World Federation of Exchanges respectively. For optimum viewing, please use screen resolution of x and Internet Explorer 8.
Sitemap Lodge a complaint Contact us. Alert List The Alert List is a list of entities which have come to the attention of the SFC because they are unlicensed in Hong Kong and are believed to be, or to have been, targeting Hong Kong investors or claim to have an association with Hong Kong. Name search Company name. Type search Type Highlight to select: Unlicensed Entities Sometimes entities appear to target Hong Kong investors whilst not having been licensed to carry out regulated activities in Hong Kong.
Suspicious Websites Dubious websites may offer too-good-to-be-true investment opportunities e.
Investor Alerts of International Organization of Securities Commissions. Regulatory information Securities and Futures Ordinance Codes Guidelines Circulars. Related sites The Chin Family HKEx IOSCO Investor Compensation Co Other financial regulators. Others Legal information and policies Invitations to tender Alumni A Guide on Directors' Duties. Type Highlight to select:
